Striking the right balance between investor protection and fair and efficient capital markets.

FAIR AND BALANCED REGULATIONS

ARTICLES

SASKATCHEWAN AMENDS IT SECURITIES ACT GIVE AN INDEPENDENT DISPUTE RESOLUTION SERVICE (e.g., OBSI) BINDING DECISION-MAKING POWERS OF UP TO $1 MILLION

SK Approves Change

The Saskatchewan Government has given royal assent to Bill 150 and proclaimed into force The […]

CSA Notice and Request for Comments

Dominoes-Wood

Saskatchewan Legislature Assembly Goes it Alone to Grant OBSI Binding Decision-Making Powers of Up to $1 Million

Saskatchewan-Wide

CSA Proposes to Give the Ombudsman for Banking Services and Investments Binding Decision-Making Powers of Up to $350,000

Ombudsman-Gavel

CSA Proposes to Ban the Use of the Term “Ombudsman” by Registrants

Proposed-Banned-Term-Ombudsman

CSA Proposes to Change Definition of “Complaint” to Include any “Expression of Dissatisfaction”

COMPLAINT (1)

PCMA Template Comment Letter

PCMA’S Concerns With CSA’S Proposed “Essential Process Test” For Complaint Reviews By OBSI

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PCMA Comment Letter On Its Opposition To Give OBSI Binding Decision-Making Powers Of Up To $350,000

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CSA Data Inadequately Explains A Power Imbalance Between Complainants And Registrants In OBSI’s Dispute Resolution Process

FACTS